-
Compliance Officer - TX
Management & Exec · Zermount · Austin, TXCOMPLIANCE OFFICER Zermount Inc. is seeking a Compliance Officer who will perform complex risk analyses and ensure systems and technologies satisfy Information Assurance (IA) and Cybersecurity requirements, based on federal requirements, laws, ...1 week ago on ApplicantPro, TalentPlusHireTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Wilmington, DENYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...1 week ago on Professional Diversity NetworkTools -
Compliance Officer : Wealth Management
Management & Exec · Parkersburg, WVJob Description Responsible for collaborating with the Chief Compliance Officer and the development, coordination, and ongoing implementation of the Brokerage and Wealth compliance program. RESPONSIBILITIES: - Serve in an account reviewer role to ...1 week ago on Tip Top JobTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · New York, NYNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...1 week ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Chicago, ILNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...1 week ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Richmond, VANYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...1 week ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Plano, TXNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...1 week ago on Professional Diversity NetworkTools -
Ops Government Operations Consultant II : Compliance Officer 40098499 1
Management & Exec · Tallahassee, FLRequisition No:825510 Agency: Commerce Working Title: OPS GOVERNMENT OPERATIONS CONSULTANT II : COMPLIANCE OFFICER 1 Pay Plan: Temp Position Number: Salary: 23.00 to 25.00 depending on experience Posting Closing Date: 04/30/2024 Total Compensation...1 week ago on Tip Top JobTools -
Manager, Compliance Officer (Trust Compliance)
Management & Exec · Tiaa · Charlotte, NCThe Compliance Officer implements broader planning for Trust and Wealth business unit fiduciary compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illega...TIAA ·1 week ago on BroadbeanTools -
Chief Compliance Officer, Brokerage
Management & Exec · Robinhood · New York, NYAbout the team + role The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker dealers. The candidate will serve as an advisor for Robinhood Financial a...TopUSAJobs.com ·1 week ago on TopUSAJobsTools -
Quality and Compliance Officer
Management & Exec · Service Care Solutions · Coatham Mundeville… Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children’s Quality and Compliance Officer will ensure that all services are i...4 days ago on ListedBuyTools -
Quality and Compliance Officer
Management & Exec · Charles Hunter Associates · Coatham MundevilleAre you an experience Nurse looking for a new challenge My client who is a National Charity is looking for the right candidate to support their Quality Assurance. This particular role will concentrate on quality with their medication governance ac...4 days ago on ListedBuyTools -
Compliance Officer Banking
Management & Exec · Additional Resources · Coatham MundevilleCompliance Officer, Risk Officer, Compliance Manager, MLRO, Officer, compliance, financial, Banking Compliance Officer Banking - Central London Salary: £30k - £35k + Excellent Benefits Office Based Working for a leading foreign bank in Central Lon...4 days ago on ListedBuyTools -
Senior Compliance Officer - Advisory and Guidance
Management & Exec · Disability Solutions · Phoenix, AZJob Title:Senior Compliance Officer - Advisory and GuidanceLocation:CityScapeWhat you'll do:The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requiremen...TopUSAJobs.com ·1 week ago on TopUSAJobsTools -
Compliance Officer - Marsh - Mercer US & Canada
Management & Exec · MMC Corporate · Boston, MAWhat can you expect? Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedure...1 week ago on InsuranceJobsTools